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ALIGN TECHNOLOGY INC — Director's Dealing 2022
Feb 24, 2022
30658_dirs_2022-02-24_1df347ad-c148-4834-9d15-9378fbea8bd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2022-02-20
Reporting Person: Hockridge Stuart A (EVP Global HR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-20 | Common Stock | M | 9403 | $0.00 | Acquired | 10552 | Direct |
| 2022-02-20 | Common Stock | F | 4273 | $498.65 | Disposed | 6279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-20 | Restricted Stock Unit | $0.0001 | M | 450 | Disposed | Common Stock (450) | Direct | |
| 2022-02-20 | Market Stock Unit | $0.0001 | M | 7771 | Disposed | Common Stock (7771) | Direct | |
| 2022-02-20 | Restricted Stock Unit | $0.0001 | M | 521 | Disposed | Common Stock (521) | Direct | |
| 2022-02-20 | Restricted Stock Unit | $0.0001 | M | 453 | Disposed | Common Stock (453) | Direct | |
| 2022-02-20 | Restricted Stock Unit | $0.0001 | M | 208 | Disposed | Common Stock (208) | Direct | |
| 2022-02-20 | Restricted Stock Unit | $0.0001 | A | 908 | Acquired | Common Stock (908) | Direct | |
| 2022-02-20 | Market Stock Unit | $0.0001 | A | 4540 | Acquired | Common Stock (4540) | Direct |
Footnotes
F1: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.
F2: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.
F3: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
F4: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
F5: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
F6: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
F7: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).