ALIGN TECHNOLOGY INC — Director's Dealing 2020

Oct 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2020-10-26

Reporting Person: Wright Emory (SVP, Global Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-26	Common Stock	S	3204	$452.8345	Disposed	0	Indirect
2020-10-26	Common Stock	S	6740	$452.8345	Disposed	2869	Indirect
2020-10-26	Common Stock	S	5111	$452.8345	Disposed	4498	Indirect
2020-10-26	Common Stock	S	961	$452.8345	Disposed	8648	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2056	Direct

Footnotes

F1: A Form 4 was filed on May 29, 2020 reporting gifts of an aggregate of 32,031 shares by the reporting person to a single GRAT for the benefit of the reporting person and his children. Although the aggregate number of shares gifted has not changed, the shares are instead held in four separate trusts for the benefit of three of the reporting person's children and a nephew rather than the GRAT previously reported.

F2: The price reported in column 4 is an average price for all of the shares sold by the trusts. Of these shares, 1,700 were sold in multiple transactions at prices ranging from $448.16 to $449.75, inclusive; 2,900 were sold in multiple transactions at prices ranging from $450.00 to $451.94, inclusive; 9,162 were sold in multiple transactions at prices ranging from $452.00 to $455.90, inclusive; 4 were sold in multiple transactions at prices ranging from $456.11 to $456.98, inclusive; and 2,250 were sold in multiple transactions at prices ranging from $465.41 to $467.76, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These shares were held in an irrevocable trust for the benefit of a nephew of the reporting person. The reporting person was a co-trustee of the trust.

F4: These shares are held in irrevocable trusts for the benefit of each of the children of the reporting person. The reporting person is a co-trustee of each trust.