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ALERUS FINANCIAL CORP Director's Dealing 2021

Mar 19, 2021

32725_dirs_2021-03-19_051de97b-0813-4e63-9e34-dd5ca18f7b82.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALERUS FINANCIAL CORP (ALRS)
CIK: 0000903419
Period of Report: 2021-02-17

Reporting Person: Newman Randy L (Director, Chairman, CEO and President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-17 Restricted Stock Units $ A 14723 Acquired Common Stock (14723) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.

F2: Includes 5,889 restricted stock units that have time-based vesting components. Includes 8,834 restricted stock units that have performance-based vesting components.

F3: The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals.