AI assistant
ALDORO RESOURCES LIMITED — Major Shareholding Notification 2020
Nov 3, 2020
64422_rns_2020-11-03_f6cf6777-ecd6-415e-ba17-b93c80802dc8.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme ALDORO RESOURCES LIMITED ACN/ARSN ACN 622 990 809
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 There was a change in the interests of the substantial holder on 30-Oct-2020 The previous notice was given to the company on 03-Nov-2020 The previous notice was dated 03-Nov-2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities(4) | Previous Notice | Present Notice | ||
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Common Stock | 5,673,329 | 8.55% | 6,471,214 | 9.75% |
3. Changes in relevant interests
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 30-Oct-20 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 55,530.0 AUD | 350,500 Common Stock |
350,500 |
| 30-Oct-20 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 63,791.85 AUD | 447,385 Common Stock |
447,385 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
Voting rights and right to dispose |
6,471,214 Common Stock |
6,471,214 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
1
Name and ACN/ARSN (if applicable) Nature of association N/A
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse AG,Dublin Branch | Kilmore House,Park lane,Spencer Dock,Dublin 1,Ireland |
| Signature print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 4-Nov-2020 |
==> picture [54 x 25] intentionally omitted <==
2