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AIRGAIN INC Director's Dealing 2019

Mar 7, 2019

34579_dirs_2019-03-06_cee69070-9570-4697-8a06-4a1b2d1b9b94.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2019-03-04

Reporting Person: GEN3 Capital Partners, LLC (10% Owner)
Reporting Person: GEN3 Capital I L P (10% Owner)
Reporting Person: GEN 3 PARTNERS INC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-04 Common Stock S 4964 $12.7739 Disposed 1048428 Indirect

Footnotes

F1: Following the transactions reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F2: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.