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AIRGAIN INC Director's Dealing 2016

Dec 17, 2016

34579_dirs_2016-12-16_bb3ccd97-4133-4af5-8651-a71a935f9ecf.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2016-08-11

Reporting Person: Egan Francis X (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Dividend Right $ Common Stock (449475) Indirect

Footnotes

F1: The dividend rights are payable in cash or shares of common stock at the Issuer's election immediately upon the closing of the Issuer's initial public offering.

F2: This amendment is being filed to correct a calculation error with respect to the number of shares of common stock underlying the dividend right reported on the Reporting Person's original Form 3.

F3: Represents securities held by Northwater Intellectual Property Fund L.P. 1 ("NIP LP 1"). Northwater Capital Inc. ("NCI") is the direct parent of Northwater Capital Management Inc. ("NCMI"), which is the manager of NIP LP 1. At the time of the original Form 3 filing, Mr. Egan may have be deemed to share beneficial ownership of the shares held by NIP LP 1 in his capacity as Managing Director of NCI. Mr. Egan disclaims such beneficial ownership except to the extent of his pecuniary interest therein.