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AIR INDUSTRIES GROUP — Director's Dealing 2021
Jan 13, 2021
35084_dirs_2021-01-13_ca060d51-b6a8-4df2-a231-e76ef3089b72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2021-01-11
Reporting Person: Brand Michael (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-11 | Stock Options (right to purchase) | $1.32 | A | 10000 | Acquired | 2027-12-31 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000 | Indirect |
| Common Stock | 46504 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to purchase) | $2.38 | 2026-12-31 | Common Stock (10000) | 10000 | Direct |
| Stock Options (right to purchase) | $1.69 | 2022-12-31 | Common Stock (3000) | 3000 | Direct |
| Stock Options (right to purchase) | $1.59 | 2023-05-31 | Common Stock (13000) | 13000 | Direct |
| Stock Options (right to purchase) | $1.28 | 2025-12-31 | Common Stock (10000) | 10000 | Direct |
| Stock Options (right to purchase) | $4.64 | 2021-06-01 | Common Stock (3000) | 3000 | Direct |
| Stock Options (right to purchase) | $1.42 | 2024-07-24 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021.
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