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ADVANCED MICRO DEVICES INC — Director's Dealing 2023
Sep 14, 2023
29764_dirs_2023-09-14_46a30080-8758-4040-a9f9-2f227f22c63f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2023-09-12
Reporting Person: Su Lisa T (Director, Chair, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-12 | Common Stock | M | 75000 | $12.83 | Acquired | 3433721 | Direct |
| 2023-09-12 | Common Stock | S | 1400 | $103.56 | Disposed | 3432321 | Direct |
| 2023-09-12 | Common Stock | S | 25592 | $104.97 | Disposed | 3406729 | Direct |
| 2023-09-12 | Common Stock | S | 46408 | $105.65 | Disposed | 3360321 | Direct |
| 2023-09-12 | Common Stock | S | 1600 | $106.55 | Disposed | 3358721 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-12 | Stock Option Grant | $12.83 | M | 75000 | Disposed | 2024-08-09 | Common Stock (75000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 74471 | Indirect |
| Common Stock | 137550 | Indirect |
| Common Stock | 181195 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 206784 | Indirect |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.
F3: Transaction executed in multiple trades at prices ranging from $103.26 to $103.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $104.35 to $105.34 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $105.35 to $106.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $106.36 to $106.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: The options vest 1/3 on each of August 9, 2018, 2019 and 2020.