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ADVANCED MICRO DEVICES INC — Director's Dealing 2023
Nov 9, 2023
29764_dirs_2023-11-09_d4efb86e-010b-412b-9652-c9e3277f41a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2023-11-07
Reporting Person: Su Lisa T (Director, Chair, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-07 | Common Stock | M | 75000 | $12.83 | Acquired | 3433721 | Direct |
| 2023-11-07 | Common Stock | S | 11400 | $111.72 | Disposed | 3422321 | Direct |
| 2023-11-07 | Common Stock | S | 12408 | $113.02 | Disposed | 3409913 | Direct |
| 2023-11-07 | Common Stock | S | 49254 | $113.72 | Disposed | 3360659 | Direct |
| 2023-11-07 | Common Stock | S | 1938 | $114.42 | Disposed | 3358721 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-07 | Stock Option Grant | $12.83 | M | 75000 | Disposed | 2024-08-09 | Common Stock (75000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 74471 | Indirect |
| Common Stock | 137550 | Indirect |
| Common Stock | 181195 | Indirect |
| Common Stock | 200000 | Indirect |
| Common Stock | 206784 | Indirect |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.
F3: Transaction executed in multiple trades at prices ranging from $111.30 to $112.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $112.30 to $113.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $113.30 to $114.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $114.30 to $114.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: The options vest 1/3 on each of August 9, 2018, 2019 and 2020.