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ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2012
Apr 2, 2012
30884_dirs_2012-04-02_b7959371-3950-47f0-b228-064e2d82863e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2012-04-02
Reporting Person: BECK RICHARD P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-02 | Common Stock | D | 200 | $12.83 | Disposed | 51589 | Direct |
| 2012-04-02 | Common Stock | D | 200 | $12.85 | Disposed | 51389 | Direct |
| 2012-04-02 | Common Stock | D | 100 | $12.86 | Disposed | 51289 | Direct |
| 2012-04-02 | Common Stock | D | 200 | $12.865 | Disposed | 51089 | Direct |
| 2012-04-02 | Common Stock | D | 300 | $12.87 | Disposed | 50789 | Direct |
| 2012-04-02 | Common Stock | D | 200 | $12.885 | Disposed | 50589 | Direct |
| 2012-04-02 | Common Stock | D | 400 | $12.89 | Disposed | 50189 | Direct |
| 2012-04-02 | Common Stock | D | 300 | $12.90 | Disposed | 49889 | Direct |
| 2012-04-02 | Common Stock | D | 800 | $12.91 | Disposed | 49089 | Direct |
| 2012-04-02 | Common Stock | D | 400 | $12.92 | Disposed | 48689 | Direct |
| 2012-04-02 | Common Stock | D | 700 | $12.93 | Disposed | 47989 | Direct |
| 2012-04-02 | Common Stock | D | 500 | $12.94 | Disposed | 47489 | Direct |
| 2012-04-02 | Common Stock | D | 703 | $12.95 | Disposed | 46786 | Direct |
| 2012-04-02 | Common Stock | D | 400 | $12.96 | Disposed | 46386 | Direct |
| 2012-04-02 | Common Stock | D | 100 | $12.97 | Disposed | 46286 | Direct |
| 2012-04-02 | Common Stock | D | 100 | $13.01 | Disposed | 46186 | Direct |
| 2012-04-02 | Common Stock | D | 100 | $13.02 | Disposed | 46086 | Direct |
| 2012-04-02 | Common Stock | D | 197 | $13.09 | Disposed | 45889 | Direct |
| 2012-04-02 | Common Stock | D | 100 | $13.13 | Disposed | 45789 | Direct |
Footnotes
F1: Shares sold in accordance with 10b5-1 trading plan.
F2: Mr. Beck has been granted a total of 44,000 RSUs in six grants: (A) 2,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008; (D) 6,000 RSUs granted on May 6, 2009; (E) 6,000 RSUs granted on May 4, 2010. These grants vest annually in four equal installments beginning one year from grant date. (F) 8,000 RSUs granted on May 4, 2011 will vest 100% on the first anniversary of the grant date. As of this filing, 27,000 restricted stock units are vested and held as well as 3,008 shares held in street name.