Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ADVANCED ENERGY INDUSTRIES INC Director's Dealing 2012

Apr 2, 2012

30884_dirs_2012-04-02_b7959371-3950-47f0-b228-064e2d82863e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2012-04-02

Reporting Person: BECK RICHARD P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-04-02 Common Stock D 200 $12.83 Disposed 51589 Direct
2012-04-02 Common Stock D 200 $12.85 Disposed 51389 Direct
2012-04-02 Common Stock D 100 $12.86 Disposed 51289 Direct
2012-04-02 Common Stock D 200 $12.865 Disposed 51089 Direct
2012-04-02 Common Stock D 300 $12.87 Disposed 50789 Direct
2012-04-02 Common Stock D 200 $12.885 Disposed 50589 Direct
2012-04-02 Common Stock D 400 $12.89 Disposed 50189 Direct
2012-04-02 Common Stock D 300 $12.90 Disposed 49889 Direct
2012-04-02 Common Stock D 800 $12.91 Disposed 49089 Direct
2012-04-02 Common Stock D 400 $12.92 Disposed 48689 Direct
2012-04-02 Common Stock D 700 $12.93 Disposed 47989 Direct
2012-04-02 Common Stock D 500 $12.94 Disposed 47489 Direct
2012-04-02 Common Stock D 703 $12.95 Disposed 46786 Direct
2012-04-02 Common Stock D 400 $12.96 Disposed 46386 Direct
2012-04-02 Common Stock D 100 $12.97 Disposed 46286 Direct
2012-04-02 Common Stock D 100 $13.01 Disposed 46186 Direct
2012-04-02 Common Stock D 100 $13.02 Disposed 46086 Direct
2012-04-02 Common Stock D 197 $13.09 Disposed 45889 Direct
2012-04-02 Common Stock D 100 $13.13 Disposed 45789 Direct

Footnotes

F1: Shares sold in accordance with 10b5-1 trading plan.

F2: Mr. Beck has been granted a total of 44,000 RSUs in six grants: (A) 2,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008; (D) 6,000 RSUs granted on May 6, 2009; (E) 6,000 RSUs granted on May 4, 2010. These grants vest annually in four equal installments beginning one year from grant date. (F) 8,000 RSUs granted on May 4, 2011 will vest 100% on the first anniversary of the grant date. As of this filing, 27,000 restricted stock units are vested and held as well as 3,008 shares held in street name.