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ADMA BIOLOGICS, INC. — Director's Dealing 2021
Oct 26, 2021
31261_dirs_2021-10-26_a8d0458e-530e-4677-8b5a-b0f5c76b59f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADMA BIOLOGICS, INC. (ADMA)
CIK: 0001368514
Period of Report: 2021-10-25
Reporting Person: Grossman Jerrold B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-25 | Common Stock | P | 100000 | $1 | Acquired | 260864 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22857 | Indirect |
| Common Stock | 31381 | Indirect |
| Common Stock | 38294 | Indirect |
| Common Stock | 175 | Indirect |
Footnotes
F1: Represents a purchase from the underwriters in the October 2021 public offering of the issuer.
F2: These shares are owned by Brookwood LLC ("Brookwood"). The reporting person is the managing member of Brookwood.
F3: These shares are owned by the Jerrold Grossman 2019 Irrevocable Trust, of which Dr. Grossman serves as investment trustee.
F4: These shares are owned by Genesis Foundation Inc. ("Genesis"). The reporting person is the President of Genesis.
F5: These shares are owned by the reporting person's wife.
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