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ADAMAS TRUST, INC. — Director's Dealing 2012
Jan 10, 2012
32634_dirs_2012-01-10_035993e0-68d1-4a56-9193-fe0da3094992.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEW YORK MORTGAGE TRUST INC (NYMT)
CIK: 0001273685
Period of Report: 2011-12-06
Reporting Person: JMP Group Inc. (See footnote 1)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 589585 | Direct |
Footnotes
F1: On December 6, 2011, the Company closed an issuance of an additional 2,400,000 shares of its common stock and on December 16, 2011, the Company closed an issuance of an additional 360,000 shares of its common stock for a total of 13,938,273 shares of common stock issued and outstanding. The Reporting Person is not a 10% owner of the Company's common stock and not otherwise an "affiliate" of the Company nor subject to reporting requirements.
F2: JMP Group Inc. disclaims "group" status with any other holder, including but not limited to JMP Securities LLC and Harvest Capital Strategies LLC.