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ADAMAS TRUST, INC. — Director's Dealing 2012
Jan 10, 2012
32634_dirs_2012-01-10_f0700afc-5796-43f5-94ac-ce0f901e1c61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEW YORK MORTGAGE TRUST INC (NYMT)
CIK: 0001273685
Period of Report: 2011-12-06
Reporting Person: Harvest Capital Strategies LLC (see footnote 3)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 844994 | Indirect |
Footnotes
F1: The Reporting Person has investment control over these securities pursuant to an Investment Management Agreement with JMP Securities LLC, the beneficial owner of such securities. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purposes.
F2: Harvest Capital Strategies LLC disclaims "group" status with any other holder, including but not limited to JMP Securities LLC and JMP Group Inc.
F3: On December 6, 2011, the Company closed an issuance of an additional 2,400,000 shares of its common stock and on December 16, 2011 closed on an additional issuance of 360,000 shares of its common stock for a total of 13,938,273 shares of common stock issued and outstanding. The Reporting Person is not a 10% owner of the Company's common stock and not otherwise an "affiliate" of the Company nor subject to reporting requirements.