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ACME UNITED CORP — Director's Dealing 2021
Apr 22, 2021
33889_dirs_2021-04-22_406ecc3f-e2e3-42f0-a23c-f0d3f059233c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACME UNITED CORP (ACU)
CIK: 0000002098
Period of Report: 2021-04-20
Reporting Person: WARD STEVENSON E III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-20 | Common Stock | M | 4750 | $10.83 | Acquired | 22950 | Direct |
| 2021-04-20 | Common Stock | M | 5000 | $12.27 | Acquired | 27950 | Direct |
| 2021-04-20 | Common Stock | M | 5000 | $16.71 | Acquired | 32950 | Direct |
| 2021-04-20 | Common Stock | M | 5000 | $19.23 | Acquired | 37950 | Direct |
| 2021-04-20 | Common Stock | M | 5000 | $28.20 | Acquired | 42950 | Direct |
| 2021-04-20 | Common Stock | M | 5000 | $22.66 | Acquired | 47950 | Direct |
| 2021-04-20 | Common Stock | M | 4000 | $21.20 | Acquired | 51950 | Direct |
| 2021-04-20 | Common Stock | M | 5000 | $21.75 | Acquired | 56950 | Direct |
| 2021-04-20 | Common Stock | S | 5027 | $34.16 | Disposed | 51923 | Direct |
| 2021-04-20 | Common Stock | S | 6313 | $35.53 | Disposed | 45610 | Direct |
| 2021-04-20 | Common Stock | S | 4015 | $36.48 | Disposed | 41595 | Direct |
| 2021-04-20 | Common Stock | S | 5531 | $37.35 | Disposed | 36064 | Direct |
| 2021-04-20 | Common Stock | S | 3190 | $38.70 | Disposed | 32874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-20 | Employee Stock Option | $10.83 | M | 4750 | Disposed | 2016-04-23 | Common Stock (4750) | Direct |
| 2021-04-20 | Employee Stock Option | $12.27 | M | 5000 | Disposed | 2023-04-22 | Common Stock (5000) | Direct |
| 2021-04-20 | Employee Stock Option | $16.71 | M | 5000 | Disposed | 2024-04-21 | Common Stock (5000) | Direct |
| 2021-04-20 | Employee Stock Option | $19.23 | M | 5000 | Disposed | 2025-04-20 | Common Stock (5000) | Direct |
| 2021-04-20 | Employee Stock Option | $28.20 | M | 5000 | Disposed | 2027-08-02 | Common Stock (5000) | Direct |
| 2021-04-20 | Employee Stock Option | $22.66 | M | 5000 | Disposed | 2028-08-08 | Common Stock (5000) | Direct |
| 2021-04-20 | Employee Stock Option | $21.20 | M | 4000 | Disposed | 2029-04-22 | Common Stock (4000) | Direct |
| 2021-04-20 | Employee Stock Option | $21.75 | M | 5000 | Disposed | 2030-04-21 | Common Stock (5000) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.13 to $34.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.20 to $35.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.18 to $37.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.16 to $38.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.14 to $39.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.