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ACM Research, Inc. — Director's Dealing 2023
Dec 28, 2023
31514_dirs_2023-12-28_572ce5e4-dfee-451e-b491-23998b6bc737.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACM Research, Inc. (ACMR)
CIK: 0001680062
Period of Report: 2023-12-26
Reporting Person: Liu Tracy (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-26 | Class A Common Stock | M | 10000 | $5.6 | Acquired | 120772 | Direct |
| 2023-12-26 | Class A Common Stock | S | 10000 | $20 | Disposed | 110772 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-26 | Stock Option | $5.6 | M | 10000 | Disposed | 2029-04-22 | Class A Common Stock (10000) | Direct |
Footnotes
F1: On December 26, 2023, the reporting person exercised a previously issued stock option to purchase 10,000 shares of Class A Common Stock of the Issuer.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2023.
F3: The option is fully vested and exercisable.
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