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ACCO BRANDS Corp — Director's Dealing 2012
Mar 21, 2012
33132_dirs_2012-03-21_77c74817-cf44-4cbb-adcb-7b5070f1eba6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACCO BRANDS CORP (ABD)
CIK: 0000712034
Period of Report: 2012-03-19
Reporting Person: Fenwick Neal V (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-19 | Common Stock | M | 11000 | $0.00 | Acquired | 86113 | Direct |
| 2012-03-19 | Common Stock | F | 3460 | $12.86 | Disposed | 82653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-19 | Restricted Stock Units | $0.00 | M | 11000 | Disposed | Common Stock (11000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 430 | Indirect |
| Common Stock | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Common Stock (14200) | 14200 | Direct | |
| Restricted Stock Units | $0.00 | Common Stock (12733) | 12733 | Direct | |
| Stock Option (right to buy) | $8.93 | 2018-05-17 | Common Stock (31400) | 31400 | Direct |
| Stock Option (right to buy) | $12.17 | 2019-02-22 | Common Stock (27098) | 27098 | Direct |
| Stock Option (right to buy) | $14.02 | 2015-04-06 | Common Stock (21400) | 21400 | Direct |
| Stock Option (right to buy) | $21.49 | 2014-03-15 | Common Stock (14500) | 14500 | Direct |
| Stock Option (right to buy) | $12.32 | 2012-09-22 | Common Stock (20400) | 20400 | Direct |
| Stock Option (right to buy) | $14.42 | 2013-09-28 | Common Stock (39877) | 39877 | Direct |
| Stock Option (right to buy) | $18.25 | 2014-10-27 | Common Stock (71780) | 71780 | Direct |
| Stock Option (right to buy) | $22.68 | 2012-12-06 | Common Stock (90000) | 90000 | Direct |
| Stock Settled Stock Appreciation Rights | $0.81 | 2016-02-25 | Common Stock (150000) | 150000 | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) granted under the Issuer's 2005 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 19, 2012 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F2: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on May 18, 2014 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F3: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on February 23, 2015 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F4: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
F5: Stock settled stock appreciation rights granted under the Issuer's 2005 Incentive Plan. One-third of original grant vests annually. All vested appreciation rights are exercisable. Rights expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
F6: Nonqualified employee stock options granted under the Issuer's 2005 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.