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ABM INDUSTRIES INC /DE/ — Director's Dealing 2021
Jan 12, 2021
31439_dirs_2021-01-12_4f3ac8ec-9aa9-4226-a692-fafa2f88b733.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2021-01-08
Reporting Person: CHIN DEAN A (SVP - Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-08 | Common Stock | A | 2852.0000 | $0.0000 | Acquired | 28989.0000 | Direct |
| 2021-01-09 | Common Stock | F | 924.0000 | $40.7100 | Disposed | 28065.0000 | Direct |
| 2021-01-10 | Common Stock | A | 3814.0000 | $0.0000 | Acquired | 31879.0000 | Direct |
| 2021-01-10 | Common Stock | A | 2247.0000 | $0.0000 | Acquired | 34126.0000 | Direct |
| 2021-01-10 | Common Stock | F | 852.0000 | $40.7100 | Disposed | 33274.0000 | Direct |
| 2021-01-10 | Common Stock | F | 3477.0000 | $40.7100 | Disposed | 29797.0000 | Direct |
Footnotes
F1: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest in three equal annual installments beginning a year from the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
F2: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units.
F3: Represents the number of shares earned in connection with performance shares previously granted on 1/10/2018, based on achievement of certain targets in the period ended 10/31/2020. Such performance shares vested on 1/10/2021.
F4: Represents the number of shares earned in connection with TSR performance shares previously granted on 1/10/2018, based on TSR performance in the 3-year period beginning 11/1/2017 and ended 10/31/2020 as compared to the S&PSmallCap 600 Index. Such TSR performance shares vested on 1/10/2021.
F5: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of performance shares and TSR performance shares.
F6: Includes 14,261 unvested RSUs and Dividend Equivalent Rights relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.