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AbbVie Inc. — Director's Dealing 2013
Aug 20, 2013
29755_dirs_2013-08-20_53c99006-d0c0-4461-ac81-0ec265fa9581.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AbbVie Inc. (ABBV)
CIK: 0001551152
Period of Report: 2013-08-16
Reporting Person: Schumacher Laura J (EVP, Bus.Dev.,Ext.Aff.&GC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-16 | Common stock, $0.01 par value | M | 1039 | $30.2135 | Acquired | 246788 | Direct |
| 2013-08-16 | Common stock, $0.01 par value | M | 5425 | $28.9148 | Acquired | 252213 | Direct |
| 2013-08-16 | Common stock, $0.01 par value | M | 4011 | $34.4889 | Acquired | 256224 | Direct |
| 2013-08-16 | Common stock, $0.01 par value | F | 8928 | $43.21 | Disposed | 247296 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-16 | Option (right to buy) | $30.2135 | M | 1039 | Disposed | 2014-02-19 | Common stock (1039) | Direct |
| 2013-08-16 | Option (right to buy) | $28.9148 | M | 5425 | Disposed | 2014-02-19 | Common stock (5425) | Direct |
| 2013-08-16 | Option (right to buy) | $34.4889 | M | 4011 | Disposed | 2014-02-19 | Common stock (4011) | Direct |
| 2013-08-16 | Option (right to buy) | $43.21 | A | 873 | Acquired | 2014-02-19 | Common stock (873) | Direct |
| 2013-08-16 | Option (right to buy) | $43.21 | A | 4473 | Acquired | 2014-02-19 | Common stock (4473) | Direct |
| 2013-08-16 | Option (right to buy) | $43.21 | A | 3582 | Acquired | 2014-02-19 | Common stock (3582) | Direct |
Footnotes
F1: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
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