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AbbVie Inc. — Director's Dealing 2013
Aug 13, 2013
29755_dirs_2013-08-13_111d9806-2ccf-437a-91e7-482a524785f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AbbVie Inc. (ABBV)
CIK: 0001551152
Period of Report: 2013-08-09
Reporting Person: SALEKI-GERHARDT AZITA (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-09 | Common stock, $0.01 par value | M | 5700 | $22.9407 | Acquired | 64972 | Direct |
| 2013-08-09 | Common stock, $0.01 par value | M | 2158 | $24.0731 | Acquired | 67130 | Direct |
| 2013-08-09 | Common stock, $0.01 par value | M | 1734 | $34.7642 | Acquired | 68864 | Direct |
| 2013-08-09 | Common stock, $0.01 par value | S | 3845 | $44.7793 | Disposed | 65019 | Direct |
| 2013-08-09 | Common stock, $0.01 par value | F | 2618 | $45.06 | Disposed | 62401 | Direct |
| 2013-08-12 | Common stock, $0.01 par value | M | 6842 | $24.0731 | Acquired | 69243 | Direct |
| 2013-08-12 | Common stock, $0.01 par value | S | 5006 | $45.0074 | Disposed | 64237 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-09 | Option (right to buy) | $22.9407 | M | 5700 | Disposed | 2016-02-16 | Common stock (5700) | Direct |
| 2013-08-09 | Option (right to buy) | $24.0731 | M | 2158 | Disposed | 2015-02-17 | Common stock (2158) | Direct |
| 2013-08-09 | Option (right to buy) | $34.7642 | M | 1734 | Disposed | 2014-02-19 | Common stock (1734) | Direct |
| 2013-08-09 | Option (right to buy) | $45.06 | A | 1466 | Acquired | 2014-02-19 | Common stock (1466) | Direct |
| 2013-08-12 | Option (right to buy) | $24.0731 | M | 6842 | Disposed | 2015-02-17 | Common stock (6842) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, $0.01 par value | 1658 | Indirect |
| Common stock, $0.01 par value | 110 | Indirect |
Footnotes
F1: Balance in the AbbVie Savings Program as of August 9, 2013.
F2: The reporting person disclaims beneficial ownership of all securities held by her spouse.
F3: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
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