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ABBOTT LABORATORIES — Director's Dealing 2017
Sep 26, 2017
29777_dirs_2017-09-26_95a84bd1-b381-4b43-be2a-dac1a7ef54ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2017-09-22
Reporting Person: Contreras Jaime (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-22 | Common shares without par value | M | 13400 | $26.1879 | Acquired | 58739 | Direct |
| 2017-09-22 | Common shares without par value | M | 17300 | $22.3919 | Acquired | 76039 | Direct |
| 2017-09-22 | Common shares without par value | M | 22000 | $27.0336 | Acquired | 98039 | Direct |
| 2017-09-22 | Common shares without par value | S | 34400 | $51.95 | Disposed | 63639 | Direct |
| 2017-09-22 | Common shares without par value | S | 4152 | $51.96 | Disposed | 59487 | Direct |
| 2017-09-22 | Common shares without par value | S | 1701 | $51.97 | Disposed | 57786 | Direct |
| 2017-09-22 | Common shares without par value | S | 1913 | $51.98 | Disposed | 55873 | Direct |
| 2017-09-22 | Common shares without par value | S | 909 | $51.99 | Disposed | 54964 | Direct |
| 2017-09-22 | Common shares without par value | S | 1109 | $52 | Disposed | 53855 | Direct |
| 2017-09-22 | Common shares without par value | S | 3816 | $52.01 | Disposed | 50039 | Direct |
| 2017-09-22 | Common shares without par value | S | 1600 | $52.02 | Disposed | 48439 | Direct |
| 2017-09-22 | Common shares without par value | S | 200 | $52.025 | Disposed | 48239 | Direct |
| 2017-09-22 | Common shares without par value | S | 500 | $52.03 | Disposed | 47739 | Direct |
| 2017-09-22 | Common shares without par value | S | 1200 | $52.04 | Disposed | 46539 | Direct |
| 2017-09-22 | Common shares without par value | S | 1200 | $52.041 | Disposed | 45339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-22 | Option (right to buy) | $26.1879 | M | 13400 | Disposed | 2020-02-18 | Common shares (13400) | Direct |
| 2017-09-22 | Option (right to buy) | $22.3919 | M | 17300 | Disposed | 2021-02-17 | Common shares (17300) | Direct |
| 2017-09-22 | Option (right to buy) | $27.0336 | M | 22000 | Disposed | 2022-02-16 | Common shares (22000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 21 | Indirect |
| Common shares without par value | 64297 | Indirect |
| Common shares without par value | 2410 | Indirect |
| Common shares without par value | 12081 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of September 22, 2017.
F2: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
F3: The reporting person disclaims beneficial ownership of all securities held by his spouse.
F4: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
F5: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.