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AAON, INC. Director's Dealing 2023

Dec 18, 2023

30780_dirs_2023-12-18_d4a0fd3a-c266-4972-8725-610db8aea072.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2023-12-14

Reporting Person: Wakefield Stephen E (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-14 Common Stock, par value $.004 M 849 $17.65 Acquired 14322 Direct
2023-12-14 Common Stock, par value $.004 M 2160 $21.87 Acquired 16482 Direct
2023-12-14 Common Stock, par value $.004 M 33300 $24.63 Acquired 49782 Direct
2023-12-14 Common Stock, par value $.004 M 39691 $27.58 Acquired 89473 Direct
2023-12-14 Common Stock, par value $.004 S 76000 $70.31 Disposed 13473 Direct
2023-12-15 Common Stock, par value $.004 M 30000 $27.58 Acquired 43473 Direct
2023-12-15 Common Stock, par value $.004 S 30000 $71.88 Disposed 13473 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-14 Stock Option (Right to Buy) $17.65 M 849 Disposed 2026-08-01 Common Stock (849) Direct
2023-12-14 Stock Option (Right to Buy) $21.87 M 2160 Disposed 2026-11-18 Common Stock (2160) Direct
2023-12-14 Stock Option (Right to Buy) $24.63 M 33300 Disposed 2028-01-02 Common Stock (33300) Direct
2023-12-14 Stock Option (Right to Buy) $27.58 M 39691 Disposed 2029-03-11 Common Stock (39691) Direct
2023-12-15 Stock Option (Right to Buy) $27.58 M 30000 Disposed 2029-03-11 Common Stock (30000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.004 10261 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $29.48 2030-03-11 Common Stock (63480) 63480 Direct
Stock Option (Right to Buy) $48.91 2031-03-11 Common Stock (20223) 20223 Direct
Stock Option (Right to Buy) $36.13 2032-03-15 Common Stock (7938) 7938 Direct
Stock Option (Right to Buy) $62.04 2033-03-06 Common Stock (4477) 4477 Direct

Footnotes

F1: Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.

F2: The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023.

F3: This transaction was executed in multiple trades at prices ranging from $68.00 to $71.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $71.75 to $72.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.