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AAON, INC. — Director's Dealing 2023
Dec 18, 2023
30780_dirs_2023-12-18_d4a0fd3a-c266-4972-8725-610db8aea072.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2023-12-14
Reporting Person: Wakefield Stephen E (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-14 | Common Stock, par value $.004 | M | 849 | $17.65 | Acquired | 14322 | Direct |
| 2023-12-14 | Common Stock, par value $.004 | M | 2160 | $21.87 | Acquired | 16482 | Direct |
| 2023-12-14 | Common Stock, par value $.004 | M | 33300 | $24.63 | Acquired | 49782 | Direct |
| 2023-12-14 | Common Stock, par value $.004 | M | 39691 | $27.58 | Acquired | 89473 | Direct |
| 2023-12-14 | Common Stock, par value $.004 | S | 76000 | $70.31 | Disposed | 13473 | Direct |
| 2023-12-15 | Common Stock, par value $.004 | M | 30000 | $27.58 | Acquired | 43473 | Direct |
| 2023-12-15 | Common Stock, par value $.004 | S | 30000 | $71.88 | Disposed | 13473 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-14 | Stock Option (Right to Buy) | $17.65 | M | 849 | Disposed | 2026-08-01 | Common Stock (849) | Direct |
| 2023-12-14 | Stock Option (Right to Buy) | $21.87 | M | 2160 | Disposed | 2026-11-18 | Common Stock (2160) | Direct |
| 2023-12-14 | Stock Option (Right to Buy) | $24.63 | M | 33300 | Disposed | 2028-01-02 | Common Stock (33300) | Direct |
| 2023-12-14 | Stock Option (Right to Buy) | $27.58 | M | 39691 | Disposed | 2029-03-11 | Common Stock (39691) | Direct |
| 2023-12-15 | Stock Option (Right to Buy) | $27.58 | M | 30000 | Disposed | 2029-03-11 | Common Stock (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 10261 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $29.48 | 2030-03-11 | Common Stock (63480) | 63480 | Direct |
| Stock Option (Right to Buy) | $48.91 | 2031-03-11 | Common Stock (20223) | 20223 | Direct |
| Stock Option (Right to Buy) | $36.13 | 2032-03-15 | Common Stock (7938) | 7938 | Direct |
| Stock Option (Right to Buy) | $62.04 | 2033-03-06 | Common Stock (4477) | 4477 | Direct |
Footnotes
F1: Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.
F2: The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023.
F3: This transaction was executed in multiple trades at prices ranging from $68.00 to $71.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $71.75 to $72.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.