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AAON, INC. — Director's Dealing 2022
May 13, 2022
30780_dirs_2022-05-13_f25154da-962e-486b-82f3-9b9155a49766.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2022-05-11
Reporting Person: ASBJORNSON NORMAN H (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-11 | Common Stock, par value $.004 | F | 133 | $50.20 | Disposed | 104709 | Direct |
| 2022-05-12 | Common Stock, par value $.004 | F | 1774 | $53.01 | Disposed | 102935 | Direct |
| 2022-05-12 | Common Stock, par value $.004 | A | 1836 | — | Acquired | 104771 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 154000 | Indirect |
| Common Stock, par value $.004 | 8986505 | Indirect |
| Common Stock, par value $.004 | 7074 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.57 | 2025-02-26 | Common Stock (38320.0) | 38320 | Direct |
| Stock Option (Right to Buy) | $20.92 | 2026-01-26 | Common Stock (34990.0) | 34990 | Direct |
| Stock Option (Right to Buy) | $34.4 | 2027-02-22 | Common Stock (35870.0) | 35870 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2028-01-02 | Common Stock (115700.0) | 115700 | Direct |
| Stock Option (Right to Buy) | $41.37 | 2029-03-11 | Common Stock (190000.0) | 190000 | Direct |
| Stock Option (Right to Buy) | $44.22 | 2030-03-11 | Common Stock (78880.0) | 78880 | Direct |
| Stock Option (Right to Buy) | $73.36 | 2031-03-11 | Common Stock (10953.0) | 10953 | Direct |
Footnotes
F1: Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 12, 2022.
F2: Restricted Stock Grant, vesting ratably on an annual basis over two years (the duration of the director's remaining term).
F3: Date exercisable (but not exercised) is accelerated up retirement, effective May 12, 2022.
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