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AAON, INC. — Director's Dealing 2020
Mar 13, 2020
30780_dirs_2020-03-13_492975f8-5600-43ad-8d84-30ab18fdf8cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2020-03-11
Reporting Person: Wakefield Stephen E (VP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-11 | Common Stock, par value $.004 | F | 273 | $44.22 | Disposed | 5703 | Direct |
| 2020-03-11 | Common Stock, par value $.004 | A | 2850 | — | Acquired | 8553 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 5074 | Indirect |
| Common Stock | 625 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.76 | 2025-12-18 | Common Stock (1532.0) | 1532 | Direct |
| Stock Option (Right to Buy) | $26.47 | 2026-08-01 | Common Stock (566.0) | 566 | Direct |
| Stock Option (Right to Buy) | $32.8 | 2026-11-18 | Common Stock (1440.0) | 1440 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2028-01-02 | Common Stock (22200.0) | 22200 | Direct |
| Stock Option (Right to Buy) | $41.37 | 2029-03-11 | Common Stock (91000.0) | 91000 | Direct |
| Common Stock | $44.22 | 2030-03-11 | Common Stock (42320.0) | 42320 | Direct |
Footnotes
F1: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.
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