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AAON, INC. Director's Dealing 2020

May 12, 2020

30780_dirs_2020-05-12_91f167b6-5a27-49bc-af10-4a97a8bd7b32.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2020-05-08

Reporting Person: Crews Mikel D (Vice President of Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-08 Common Stock, par value $.004 F 1313 $48.94 Disposed 19114 Direct
2020-05-08 Common Stock, par value $.004 D 1600 $48.94 Disposed 17514 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-08 Common Stock $44.22 D 23740 Disposed 2030-03-11 Common Stock (23740.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.004 43505 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $7.18 2021-05-08 Common Stock (1000.0) 1000 Direct
Stock Option (Right to Buy) $8.65 2021-05-08 Common Stock (1350.0) 1350 Direct
Stock Option (Right to Buy) $22.15 2021-05-08 Common Stock (3190.0) 3190 Direct
Stock Option (Right to Buy) $34.1 2021-05-08 Common Stock (27150.0) 27150 Direct
Stock Option (Right to Buy) $34.15 2021-05-08 Common Stock (3345.0) 3345 Direct
Stock Option (Right to Buy) $36.95 2021-05-08 Common Stock (31600.0) 31600 Direct
Stock Option (Right to Buy) $41.37 2021-05-08 Common Stock (60000.0) 60000 Direct

Footnotes

F1: Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 8, 2020.

F2: Forfeiture of Restricted Stock Award (granted 3/11/2020) due to retirement, effective May 8, 2020.

F3: Date Exercisable (but not exercised) is accelerated upon retirement, effective May 8, 2020.

F4: Expiration date (1 year from retirement) is accelerated upon retirement, effective May 8, 2020.

F5: Forfeiture of Stock Option Award (granted 3/11/2020) due to retirement, effective May 8, 2020.