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AAON, INC. — Director's Dealing 2020
May 12, 2020
30780_dirs_2020-05-12_91f167b6-5a27-49bc-af10-4a97a8bd7b32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2020-05-08
Reporting Person: Crews Mikel D (Vice President of Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-08 | Common Stock, par value $.004 | F | 1313 | $48.94 | Disposed | 19114 | Direct |
| 2020-05-08 | Common Stock, par value $.004 | D | 1600 | $48.94 | Disposed | 17514 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-08 | Common Stock | $44.22 | D | 23740 | Disposed | 2030-03-11 | Common Stock (23740.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 43505 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.18 | 2021-05-08 | Common Stock (1000.0) | 1000 | Direct |
| Stock Option (Right to Buy) | $8.65 | 2021-05-08 | Common Stock (1350.0) | 1350 | Direct |
| Stock Option (Right to Buy) | $22.15 | 2021-05-08 | Common Stock (3190.0) | 3190 | Direct |
| Stock Option (Right to Buy) | $34.1 | 2021-05-08 | Common Stock (27150.0) | 27150 | Direct |
| Stock Option (Right to Buy) | $34.15 | 2021-05-08 | Common Stock (3345.0) | 3345 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2021-05-08 | Common Stock (31600.0) | 31600 | Direct |
| Stock Option (Right to Buy) | $41.37 | 2021-05-08 | Common Stock (60000.0) | 60000 | Direct |
Footnotes
F1: Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 8, 2020.
F2: Forfeiture of Restricted Stock Award (granted 3/11/2020) due to retirement, effective May 8, 2020.
F3: Date Exercisable (but not exercised) is accelerated upon retirement, effective May 8, 2020.
F4: Expiration date (1 year from retirement) is accelerated upon retirement, effective May 8, 2020.
F5: Forfeiture of Stock Option Award (granted 3/11/2020) due to retirement, effective May 8, 2020.
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