AAON, INC. — Director's Dealing 2020

Jun 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2020-06-04

Reporting Person: Asbjornson Scott M (Vice President, Finance & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-04	Common Stock, par value $.004	M	961	$21.93	Acquired	858241	Direct
2020-06-04	Common Stock, par value $.004	S	961	$56.06	Disposed	857280	Direct
2020-06-04	Common Stock, par value $.004	S	2955	$56.03	Disposed	854325	Direct
2020-06-05	Common Stock, par value $.004	M	1336	$22.15	Acquired	855661	Direct
2020-06-05	Common Stock, par value $.004	M	6510	$34.10	Acquired	862171	Direct
2020-06-05	Common Stock, par value $.004	M	7980	$36.95	Acquired	870151	Direct
2020-06-05	Common Stock, par value $.004	M	13800	$41.37	Acquired	883951	Direct
2020-06-05	Common Stock, par value $.004	S	29626	$57.85	Disposed	854325	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-04	Stock Option (Right to Buy)	$21.93	M	961	Disposed	2025-01-02	Common Stock (961.0)	Direct
2020-06-05	Stock Option (Right to Buy)	$22.15	M	1336	Disposed	2026-01-04	Common Stock (1336.0)	Direct
2020-06-05	Stock Option (Right to Buy)	$34.1	M	6510	Disposed	2027-01-04	Common Stock (6510.0)	Direct
2020-06-05	Stock Option (Right to Buy)	$36.95	M	7980	Disposed	2028-01-02	Common Stock (7980.0)	Direct
2020-06-05	Stock Option (Right to Buy)	$41.37	M	13800	Disposed	2029-03-11	Common Stock (13800.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.004	540000	Indirect
Common Stock, par value $.004	2325	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$44.22	2030-03-11	Common Stock (29140.0)	29140	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $56.00 to $56.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $56.00 to $56.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $57.25 to $58.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.