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AAON, INC. Director's Dealing 2020

Jun 10, 2020

30780_dirs_2020-06-10_dd38b619-760b-4d3e-bf09-864ed5085047.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2020-06-08

Reporting Person: Crews Mikel D (Retired VP of Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-08 Common Stock, par value $.004 M 1000 $7.18 Acquired 18514 Direct
2020-06-08 Common Stock, par value $.004 M 1350 $8.65 Acquired 19864 Direct
2020-06-08 Common Stock, par value $.004 M 3190 $22.15 Acquired 23054 Direct
2020-06-08 Common Stock, par value $.004 M 10966 $34.10 Acquired 34020 Direct
2020-06-08 Common Stock, par value $.004 S 16506 $58.58 Disposed 17514 Direct
2020-06-09 Common Stock, par value $.004 M 16184 $34.10 Acquired 33698 Direct
2020-06-09 Common Stock, par value $.004 M 3345 $34.15 Acquired 37043 Direct
2020-06-09 Common Stock, par value $.004 S 19529 $57.50 Disposed 17514 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-08 Stock Option (Right to Buy) $7.18 M 1000 Disposed 2021-05-08 Common Stock (1000.0) Direct
2020-06-08 Stock Option (Right to Buy) $8.65 M 1350 Disposed 2021-05-08 Common Stock (1350.0) Direct
2020-06-08 Stock Option (Right to Buy) $22.15 M 3190 Disposed 2021-05-08 Common Stock (3190.0) Direct
2020-06-08 Stock Option (Right to Buy) $34.1 M 27150 Disposed 2021-05-08 Common Stock (27150.0) Direct
2020-06-09 Stock Option (Right to Buy) $34.15 M 3345 Disposed 2021-05-08 Common Stock (3345.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.004 43717 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $58.21 to $59.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: All shares sold at $57.50. A breakdown is not applicable.

F3: This transaction was executed in multiple trades on 6/8/20 and 6/9/20. On 6/8/20, of the 10,966 shares sold, the prices ranged from $58.21 to $59.15. On 6/9/20, 16,184 shares sold at exactly $57.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.