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AAON, INC. — Director's Dealing 2020
Jun 10, 2020
30780_dirs_2020-06-10_dd38b619-760b-4d3e-bf09-864ed5085047.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2020-06-08
Reporting Person: Crews Mikel D (Retired VP of Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-08 | Common Stock, par value $.004 | M | 1000 | $7.18 | Acquired | 18514 | Direct |
| 2020-06-08 | Common Stock, par value $.004 | M | 1350 | $8.65 | Acquired | 19864 | Direct |
| 2020-06-08 | Common Stock, par value $.004 | M | 3190 | $22.15 | Acquired | 23054 | Direct |
| 2020-06-08 | Common Stock, par value $.004 | M | 10966 | $34.10 | Acquired | 34020 | Direct |
| 2020-06-08 | Common Stock, par value $.004 | S | 16506 | $58.58 | Disposed | 17514 | Direct |
| 2020-06-09 | Common Stock, par value $.004 | M | 16184 | $34.10 | Acquired | 33698 | Direct |
| 2020-06-09 | Common Stock, par value $.004 | M | 3345 | $34.15 | Acquired | 37043 | Direct |
| 2020-06-09 | Common Stock, par value $.004 | S | 19529 | $57.50 | Disposed | 17514 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-08 | Stock Option (Right to Buy) | $7.18 | M | 1000 | Disposed | 2021-05-08 | Common Stock (1000.0) | Direct |
| 2020-06-08 | Stock Option (Right to Buy) | $8.65 | M | 1350 | Disposed | 2021-05-08 | Common Stock (1350.0) | Direct |
| 2020-06-08 | Stock Option (Right to Buy) | $22.15 | M | 3190 | Disposed | 2021-05-08 | Common Stock (3190.0) | Direct |
| 2020-06-08 | Stock Option (Right to Buy) | $34.1 | M | 27150 | Disposed | 2021-05-08 | Common Stock (27150.0) | Direct |
| 2020-06-09 | Stock Option (Right to Buy) | $34.15 | M | 3345 | Disposed | 2021-05-08 | Common Stock (3345.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 43717 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $58.21 to $59.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: All shares sold at $57.50. A breakdown is not applicable.
F3: This transaction was executed in multiple trades on 6/8/20 and 6/9/20. On 6/8/20, of the 10,966 shares sold, the prices ranged from $58.21 to $59.15. On 6/9/20, 16,184 shares sold at exactly $57.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.