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AAON, INC. Director's Dealing 2020

Jun 17, 2020

30780_dirs_2020-06-17_b7f42aa3-215a-469b-9ee4-86563cea8a42.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2020-05-12

Reporting Person: Fields Gary D (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-12 Common Stock, par value $.004 A 1912 Acquired 31980 Direct
2020-05-12 Common Stock, par value $.004 F 1217 $47.53 Disposed 30763 Direct
2020-05-12 Common Stock, par value $.004 A 1275 Acquired 32038 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.004 2348 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $32.7 2026-12-01 Common Stock (4167.0) 4167 Direct
Stock Option (Right to Buy) $34.1 2027-01-04 Common Stock (22410.0) 22410 Direct
Stock Option (Right to Buy) $36.95 2028-01-02 Common Stock (50640.0) 50640 Direct
Stock Option (Right to Buy) $41.37 2029-03-11 Common Stock (94000.0) 94000 Direct
Stock Option (Right to Buy) $44.22 2030-03-11 Common Stock (43040.0) 43040 Direct
Stock Option (Right to Buy) $47.54 2030-05-12 Common Stock (39300.0) 39300 Direct

Footnotes

F1: This Restricted Stock Award is granted under the Issuer's 2016 Long Term Incentive Plan and vests ratably over one year (the duration of the director's remaining term).

F2: This Restricted Stock Award is granted under the Issuer's 2016 Long Term Incentive Plan and vests ratably over five years.

F3: Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on May 13, 2020 (this "Amendment") to correct the exercise price of the Stock Option (Right to Buy) from $47.53 to $47.54 (an increase of $0.01).

F4: This Stock Option Award is granted under the Issuer's 2016 Long Term Incentive Plan and vests ratably over five years.