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AAON, INC. — Director's Dealing 2020
Jun 17, 2020
30780_dirs_2020-06-17_b7f42aa3-215a-469b-9ee4-86563cea8a42.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2020-05-12
Reporting Person: Fields Gary D (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-12 | Common Stock, par value $.004 | A | 1912 | — | Acquired | 31980 | Direct |
| 2020-05-12 | Common Stock, par value $.004 | F | 1217 | $47.53 | Disposed | 30763 | Direct |
| 2020-05-12 | Common Stock, par value $.004 | A | 1275 | — | Acquired | 32038 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 2348 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.7 | 2026-12-01 | Common Stock (4167.0) | 4167 | Direct |
| Stock Option (Right to Buy) | $34.1 | 2027-01-04 | Common Stock (22410.0) | 22410 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2028-01-02 | Common Stock (50640.0) | 50640 | Direct |
| Stock Option (Right to Buy) | $41.37 | 2029-03-11 | Common Stock (94000.0) | 94000 | Direct |
| Stock Option (Right to Buy) | $44.22 | 2030-03-11 | Common Stock (43040.0) | 43040 | Direct |
| Stock Option (Right to Buy) | $47.54 | 2030-05-12 | Common Stock (39300.0) | 39300 | Direct |
Footnotes
F1: This Restricted Stock Award is granted under the Issuer's 2016 Long Term Incentive Plan and vests ratably over one year (the duration of the director's remaining term).
F2: This Restricted Stock Award is granted under the Issuer's 2016 Long Term Incentive Plan and vests ratably over five years.
F3: Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on May 13, 2020 (this "Amendment") to correct the exercise price of the Stock Option (Right to Buy) from $47.53 to $47.54 (an increase of $0.01).
F4: This Stock Option Award is granted under the Issuer's 2016 Long Term Incentive Plan and vests ratably over five years.