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AAON, INC. Director's Dealing 2017

Jan 5, 2017

30780_dirs_2017-01-05_d39f339c-5e89-4e24-ba3d-4c6987f31e5a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AAON INC (AAON)
CIK: 0000824142
Period of Report: 2017-01-04

Reporting Person: Asbjornson Scott M (Vice President, Finance & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-04 Common Stock, par value $.004 A 4240 Acquired 869138 Direct
2017-01-04 Common Stock, par value $.004 F 460 $34.10 Disposed 868678 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-04 Stock Option (Right to Buy) $34.1 A 32550 Acquired 2027-01-04 Common Stock (32550.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.004 540000 Indirect
Common Stock, par value $.004 7158 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $8.65 2022-05-15 Common Stock (9000.0) 9000 Direct
Stock Option (Right to Buy) $21.93 2025-01-02 Common Stock (4805.0) 4805 Direct
Stock Option (Right to Buy) $22.15 2026-01-04 Common Stock (6680.0) 6680 Direct

Footnotes

F1: Restricted Stock Grant, vesting ratably over five years

F2: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.