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AAON, INC. — Director's Dealing 2017
Mar 15, 2017
30780_dirs_2017-03-15_8ef80673-4f56-4dd7-bba1-8035674a8503.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON INC (AAON)
CIK: 0000824142
Period of Report: 2017-03-14
Reporting Person: Neale Sam (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Common Stock, par value $.004 | M | 800 | $21.93 | Acquired | 23443 | Direct |
| 2017-03-14 | Common Stock, par value $.004 | M | 848 | $22.15 | Acquired | 24291 | Direct |
| 2017-03-14 | Common Stock, par value $.004 | S | 1248 | $35.39 | Disposed | 23043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-14 | Stock Option (Right to Buy) | $21.93 | M | 800 | Disposed | 2025-01-02 | Common Stock (800.0) | Direct |
| 2017-03-14 | Stock Option (Right to Buy) | $22.15 | M | 848 | Disposed | 2026-01-04 | Common Stock (848.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 2113 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.65 | 2022-05-15 | Common Stock (4500.0) | 4500 | Direct |
| Stock Option (Right to Buy) | $34.1 | 2027-01-04 | Common Stock (33475.0) | 33475 | Direct |
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