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AAON, INC. Director's Dealing 2017

Jun 7, 2017

30780_dirs_2017-06-07_10826cd7-e8f6-4f14-90ba-cd0787653ed0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AAON INC (AAON)
CIK: 0000824142
Period of Report: 2017-06-06

Reporting Person: Asbjornson Scott M (Vice President, Finance & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-06 Common Stock, par value $.004 S 2057 $36.725 Disposed 860165 Direct
2017-06-06 Common Stock, par value $.004 M 4500 $8.65 Acquired 864665 Direct
2017-06-06 Common Stock, par value $.004 S 4500 $36.7512 Disposed 860165 Direct
2017-06-06 Common Stock, par value $.004 M 1922 $21.93 Acquired 862087 Direct
2017-06-06 Common Stock, par value $.004 M 1336 $22.15 Acquired 863423 Direct
2017-06-06 Common Stock, par value $.004 S 3258 $36.6352 Disposed 860165 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-06 Stock Option (Right to Buy) $8.65 M 4500 Disposed 2022-05-15 Common Stock (4500.0) Direct
2017-06-06 Stock Option (Right to Buy) $21.93 M 1922 Disposed 2025-01-02 Common Stock (1922.0) Direct
2017-06-06 Stock Option (Right to Buy) $22.15 M 1336 Disposed 2026-01-04 Common Stock (1336.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.004 178 Indirect
Common Stock, par value $.004 540000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $34.1 2027-01-04 Common Stock (32550.0) 32550 Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $36.705 to $36.7534. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.