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3M CO — Director's Dealing 2021
May 4, 2021
17737_dirs_2021-05-04_edeacdb4-b1f1-4405-95df-a377d7781cb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2021-05-03
Reporting Person: Roman Michael F (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-03 | Common Stock | M | 9747 | $87.89 | Acquired | 73917.5329 | Direct |
| 2021-05-03 | Common Stock | S | 6803 | $197.795 | Disposed | 67114.5329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-03 | Non-qualified Stock Option (Right to Buy) | $87.89 | M | 9747 | Disposed | 2022-02-07 | Common Stock (9747) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).
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