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3M CO Director's Dealing 2021

May 4, 2021

17737_dirs_2021-05-04_edeacdb4-b1f1-4405-95df-a377d7781cb2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2021-05-03

Reporting Person: Roman Michael F (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-03 Common Stock M 9747 $87.89 Acquired 73917.5329 Direct
2021-05-03 Common Stock S 6803 $197.795 Disposed 67114.5329 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-03 Non-qualified Stock Option (Right to Buy) $87.89 M 9747 Disposed 2022-02-07 Common Stock (9747) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

F4: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).