3M CO — Director's Dealing 2021

Jun 3, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2021-06-01

Reporting Person: Dickson Zoe L (Executive Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	326.2516	Direct
Common Stock	252	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-qualified Stock Option (Right to Buy)	$101.49	2023-02-03	Common Stock (2265)		Direct
Non-qualified Stock Option (Right to Buy)	$126.72	2024-02-02	Common Stock (2156)		Direct
Non-qualified Stock Option (Right to Buy)	$165.94	2025-02-03	Common Stock (3198)		Direct
Non-qualified Stock Option (Right to Buy)	$147.87	2026-02-02	Common Stock (3513)		Direct
Non-qualified Stock Option (Right to Buy)	$175.76	2027-02-06	Common Stock (4467)		Direct
Non-qualified Stock Option (Right to Buy)	$233.63	2028-02-04	Common Stock (2525)		Direct
Non-qualified Stock Option (Right to Buy)	$201.12	2029-02-04	Common Stock (3189)		Direct
Non-qualified Stock Option (Right to Buy)	$157.24	2030-02-03	Common Stock (11994)		Direct
Non-qualified Stock Option (Right to Buy)	$175.02	2031-02-01	Common Stock (7700)		Direct
Restricted Stock Units	$		Common Stock (1731)		Direct

Footnotes

F1: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

F2: The restricted stock units will vest in equal installments on April 1, 2024 and April 1, 2026.

F3: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.