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3M CO Director's Dealing 2021

Nov 5, 2021

17737_dirs_2021-11-05_2dabd036-1ec8-465c-9eee-82d1f00c260f.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2021-11-01

Reporting Person: Chavez Rodriguez Beatriz Karina (Senior Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2209.385 Direct
Common Stock 2808.9172 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-qualified Stock Option (Right to Buy) $101.49 2023-02-04 Common Stock (1071) Direct
Non-qualified Stock Option (Right to Buy) $126.72 2024-02-03 Common Stock (2921) Direct
Non-qualified Stock Option (Right to Buy) $165.94 2025-02-02 Common Stock (1447) Direct
Restricted Stock Units $ Common Stock (671) Direct
Restricted Stock Units $ Common Stock (705) Direct
Restricted Stock Units $ Common Stock (286) Direct
Restricted Stock Units $ Common Stock (1507) Direct
Non-qualified Stock Option (Right to Buy) $175.02 2031-02-01 Common Stock (1975) Direct

Footnotes

F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2: The stock option will vest and become exercisable in a series of three equal installments on the first, second and third anniversary of the grant date.

F3: The restricted stock units vest 100% three years from the grant date.

F4: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.