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3M CO — Director's Dealing 2021
Nov 5, 2021
17737_dirs_2021-11-05_2dabd036-1ec8-465c-9eee-82d1f00c260f.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2021-11-01
Reporting Person: Chavez Rodriguez Beatriz Karina (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2209.385 | Direct |
| Common Stock | 2808.9172 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $101.49 | 2023-02-04 | Common Stock (1071) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $126.72 | 2024-02-03 | Common Stock (2921) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $165.94 | 2025-02-02 | Common Stock (1447) | Direct | |
| Restricted Stock Units | $ | Common Stock (671) | Direct | ||
| Restricted Stock Units | $ | Common Stock (705) | Direct | ||
| Restricted Stock Units | $ | Common Stock (286) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1507) | Direct | ||
| Non-qualified Stock Option (Right to Buy) | $175.02 | 2031-02-01 | Common Stock (1975) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: The stock option will vest and become exercisable in a series of three equal installments on the first, second and third anniversary of the grant date.
F3: The restricted stock units vest 100% three years from the grant date.
F4: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
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