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3M CO — Director's Dealing 2017
Nov 2, 2017
17737_dirs_2017-11-02_cbb450e9-d61b-45d1-ae7e-d558e00cb00f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2017-10-31
Reporting Person: Vrohidis Ippocratis (VP CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-31 | Common Stock | M | 804 | $89.47 | Acquired | 898 | Direct |
| 2017-10-31 | Common Stock | S | 200 | $230.34 | Disposed | 698 | Direct |
| 2017-10-31 | Common Stock | S | 157 | $230.35 | Disposed | 541 | Direct |
| 2017-10-31 | Common Stock | S | 273 | $230.36 | Disposed | 268 | Direct |
| 2017-10-31 | Common Stock | S | 174 | $230.361 | Disposed | 94 | Direct |
| 2017-10-31 | Common Stock | M | 921 | $87.89 | Acquired | 1015 | Direct |
| 2017-10-31 | Common Stock | S | 821 | $230.3267 | Disposed | 194 | Direct |
| 2017-10-31 | Common Stock | S | 100 | $230.3369 | Disposed | 94 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-31 | Non-qualified Stock Option (Right to Buy) | $89.47 | M | 804 | Disposed | 2021-02-08 | Common Stock (804) | Direct |
| 2017-10-31 | Non-qualified Stock Option (Right to Buy) | $87.89 | M | 921 | Disposed | 2022-02-07 | Common Stock (921) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: The reporting person held the option for the benefit of his former spouse and had no pecuniary interest in the option.
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