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3M CO — Director's Dealing 2016
May 5, 2016
17737_dirs_2016-05-05_b796b971-0d14-4fc9-9ced-540939cb6736.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-05-04
Reporting Person: Delgado Joaquin (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-04 | Common Stock | M | 7736 | $84.78 | Acquired | 28474 | Direct |
| 2016-05-04 | Common Stock | S | 7736 | $166.741 | Disposed | 20738 | Direct |
| 2016-05-04 | Common Stock | M | 10260 | $54.11 | Acquired | 30998 | Direct |
| 2016-05-04 | Common Stock | S | 5874 | $166.84 | Disposed | 25124 | Direct |
| 2016-05-04 | Common Stock | S | 500 | $166.85 | Disposed | 24624 | Direct |
| 2016-05-04 | Common Stock | S | 923 | $166.86 | Disposed | 23701 | Direct |
| 2016-05-04 | Common Stock | S | 123 | $166.87 | Disposed | 23578 | Direct |
| 2016-05-04 | Common Stock | S | 700 | $166.88 | Disposed | 22878 | Direct |
| 2016-05-04 | Common Stock | S | 1640 | $166.89 | Disposed | 21238 | Direct |
| 2016-05-04 | Common Stock | S | 400 | $166.90 | Disposed | 20838 | Direct |
| 2016-05-04 | Common Stock | S | 100 | $166.905 | Disposed | 20738 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-04 | Non-qualified Stock Option (Right to Buy) | $84.78 | M | 7736 | Disposed | 2017-05-08 | Common Stock (7736) | Direct |
| 2016-05-04 | Non-qualified Stock Option (Right to Buy) | $54.11 | M | 10260 | Disposed | 2019-02-08 | Common Stock (10260) | Direct |
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