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3M CO — Director's Dealing 2016
May 13, 2016
17737_dirs_2016-05-13_13df1922-2a9f-48e6-8cd3-72517dccf044.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-05-12
Reporting Person: Singh Jesse G (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-12 | Common Stock | S | 100 | $169.92 | Disposed | 6339 | Direct |
| 2016-05-12 | Common Stock | S | 300 | $169.93 | Disposed | 6039 | Direct |
| 2016-05-12 | Common Stock | S | 400 | $169.94 | Disposed | 5639 | Direct |
| 2016-05-12 | Common Stock | S | 100 | $169.96 | Disposed | 5539 | Direct |
| 2016-05-12 | Common Stock | S | 964 | $169.97 | Disposed | 4575 | Direct |
| 2016-05-12 | Common Stock | M | 10922 | $89.47 | Acquired | 15497 | Direct |
| 2016-05-12 | Common Stock | S | 522 | $169.88 | Disposed | 14975 | Direct |
| 2016-05-12 | Common Stock | S | 100 | $169.905 | Disposed | 14875 | Direct |
| 2016-05-12 | Common Stock | S | 10300 | $169.96 | Disposed | 4575 | Direct |
| 2016-05-12 | Common Stock | M | 12497 | $87.89 | Acquired | 17072 | Direct |
| 2016-05-12 | Common Stock | S | 97 | $169.84 | Disposed | 16975 | Direct |
| 2016-05-12 | Common Stock | S | 100 | $169.86 | Disposed | 16875 | Direct |
| 2016-05-12 | Common Stock | S | 200 | $169.895 | Disposed | 16675 | Direct |
| 2016-05-12 | Common Stock | S | 200 | $169.91 | Disposed | 16475 | Direct |
| 2016-05-12 | Common Stock | S | 100 | $169.94 | Disposed | 16375 | Direct |
| 2016-05-12 | Common Stock | S | 11700 | $169.95 | Disposed | 4675 | Direct |
| 2016-05-12 | Common Stock | S | 100 | $170.035 | Disposed | 4575 | Direct |
| 2016-05-12 | Common Stock | M | 9795 | $101.49 | Acquired | 14370 | Direct |
| 2016-05-12 | Common Stock | S | 95 | $169.99 | Disposed | 14275 | Direct |
| 2016-05-12 | Common Stock | S | 6800 | $170.005 | Disposed | 7475 | Direct |
| 2016-05-12 | Common Stock | S | 2600 | $170.01 | Disposed | 4875 | Direct |
| 2016-05-12 | Common Stock | S | 300 | $170.03 | Disposed | 4575 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-12 | Non-qualified Stock Option (Right to Buy) | $78.72 | M | 8906 | Disposed | 2020-02-07 | Common Stock (8906) | Direct |
| 2016-05-12 | Non-qualified Stock Option (Right to Buy) | $78.72 | M | 3564 | Disposed | 2020-02-07 | Common Stock (3564) | Direct |
| 2016-05-12 | Non-qualified Stock Option (Right to Buy) | $89.47 | M | 10922 | Disposed | 2021-02-08 | Common Stock (10922) | Direct |
| 2016-05-12 | Non-qualified Stock Option (Right to Buy) | $87.89 | M | 12497 | Disposed | 2022-02-07 | Common Stock (12497) | Direct |
| 2016-05-12 | Non-qualified Stock Option (Right to Buy) | $101.49 | M | 9795 | Disposed | 2023-02-03 | Common Stock (9795) | Direct |
Footnotes
F1: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).
F2: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
F3: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
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