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3M CO — Director's Dealing 2016
Aug 1, 2016
17737_dirs_2016-08-01_16fadd77-1e04-428c-8910-ec1d12b443a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-07-29
Reporting Person: Ashish Khandpur K (Sr. VP, Chief Tech. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-29 | Common Stock | S | 879 | $178.396 | Disposed | 1011 | Direct |
| 2016-07-29 | Common Stock | M | 800 | $84.78 | Acquired | 1811 | Direct |
| 2016-07-29 | Common Stock | S | 800 | $178.3813 | Disposed | 1011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-29 | Non-qualified Stock Option (Right to Buy) | $84.78 | M | 800 | Disposed | 2017-05-08 | Common Stock (800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 752 | Indirect |
| Common Stock | 742 | Indirect |
Footnotes
F1: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
F2: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
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