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3M CO — Director's Dealing 2016
Sep 6, 2016
17737_dirs_2016-09-06_1eb41d89-ca44-43c3-bf82-b50a03f556e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-09-01
Reporting Person: Lindekugel Jon T (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | Common Stock | M | 2198 | $179.98 | Acquired | 3304 | Direct |
| 2016-09-01 | Common Stock | F | 739 | $179.98 | Disposed | 2565 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-01 | Restricted Stock Units | $ | M | 2198 | Disposed | Common Stock (2198) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F3: The Restricted Stock Units will vest on 9/1/2016.
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