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3M CO — Director's Dealing 2016
Sep 6, 2016
17737_dirs_2016-09-06_ed65fd47-4cfd-4584-b6af-b58b66b026ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-09-01
Reporting Person: Delgado Joaquin (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | Common Stock | M | 24507 | $179.98 | Acquired | 45281 | Direct |
| 2016-09-01 | Common Stock | F | 11813 | $179.98 | Disposed | 33468 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-01 | Restricted Stock Units | $ | M | 24507 | Disposed | Common Stock (24507) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1096 | Indirect |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F4: The restricted stock units will vest 100% five years from the grant date (9-1-2011).
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