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3M CO — Director's Dealing 2016
Nov 2, 2016
17737_dirs_2016-11-02_41b734e8-8716-49f9-adc5-f14e48a31f2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-11-01
Reporting Person: Fong Ivan K (Sr. VP, Legal & Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-01 | Common Stock | M | 11205 | $164.25 | Acquired | 22482 | Direct |
| 2016-11-01 | Common Stock | F | 5401 | $164.25 | Disposed | 17081 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-01 | Restricted Stock Units | $ | M | 11205 | Disposed | Common Stock (11205) | Direct |
Footnotes
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F3: The restricted stock units will vest 100% on 11/1/2016.
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