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3M CO — Director's Dealing 2016
Nov 17, 2016
17737_dirs_2016-11-17_301e2cee-8af6-4adc-93f4-e30d4e5b0048.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-08-16
Reporting Person: Price Kimberly F (Sr Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-16 | Common Stock | G | 974.472 | — | Disposed | 5636 | Direct |
| 2016-11-15 | Common Stock | M | 2952 | $84.78 | Acquired | 8588 | Direct |
| 2016-11-15 | Common Stock | S | 100 | $172.192 | Disposed | 8488 | Direct |
| 2016-11-15 | Common Stock | S | 2552 | $172.1959 | Disposed | 5936 | Direct |
| 2016-11-15 | Common Stock | S | 300 | $172.20 | Disposed | 5636 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Non-qualified Stock Option (Right to Buy) | $84.78 | M | 2952 | Disposed | 2017-05-08 | Common Stock (2952) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 252 | Indirect |
Footnotes
F1: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
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