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3M CO — Director's Dealing 2016
Nov 18, 2016
17737_dirs_2016-11-18_426e3d43-3c27-4e02-b120-933f6e880462.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-11-17
Reporting Person: Bushman Julie L (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-17 | Common Stock | M | 10424 | $77.18 | Acquired | 32717 | Direct |
| 2016-11-17 | Common Stock | S | 2424 | $173.00 | Disposed | 30293 | Direct |
| 2016-11-17 | Common Stock | S | 100 | $173.001 | Disposed | 30193 | Direct |
| 2016-11-17 | Common Stock | S | 200 | $173.01 | Disposed | 29993 | Direct |
| 2016-11-17 | Common Stock | S | 200 | $173.015 | Disposed | 29793 | Direct |
| 2016-11-17 | Common Stock | S | 200 | $173.02 | Disposed | 29593 | Direct |
| 2016-11-17 | Common Stock | S | 3100 | $173.025 | Disposed | 26493 | Direct |
| 2016-11-17 | Common Stock | S | 4200 | $173.03 | Disposed | 22293 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-17 | Non-qualified Stock Option (Right to Buy) | $77.18 | M | 10424 | Disposed | 2018-05-13 | Common Stock (10424) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 800 | Indirect |
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