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3M CO — Director's Dealing 2016
Dec 14, 2016
17737_dirs_2016-12-14_8a8baf33-26e0-4bb7-aa6a-e27ddb1497f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-12-13
Reporting Person: Roman Michael F (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-13 | Common Stock | M | 4036 | $84.78 | Acquired | 9971 | Direct |
| 2016-12-13 | Common Stock | S | 4036 | $180.00 | Disposed | 5935 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-13 | Non-qualified Stock Option (Right to Buy) | $84.78 | M | 4036 | Disposed | 2017-05-08 | Common Stock (4036) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2016.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
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