Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

3M CO Director's Dealing 2016

Dec 14, 2016

17737_dirs_2016-12-14_8a8baf33-26e0-4bb7-aa6a-e27ddb1497f2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2016-12-13

Reporting Person: Roman Michael F (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-13 Common Stock M 4036 $84.78 Acquired 9971 Direct
2016-12-13 Common Stock S 4036 $180.00 Disposed 5935 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-13 Non-qualified Stock Option (Right to Buy) $84.78 M 4036 Disposed 2017-05-08 Common Stock (4036) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2016.

F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.