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3M CO — Director's Dealing 2013
Feb 25, 2013
17737_dirs_2013-02-25_981ad3f4-1168-4d7a-a30a-e599925c392d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2013-02-22
Reporting Person: Lacey Roger HD (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-22 | Common Stock | S | 2062 | $103.07 | Disposed | 24535 | Direct |
| 2013-02-22 | Common Stock | S | 1173 | $103.08 | Disposed | 23362 | Direct |
| 2013-02-22 | Common Stock | S | 607 | $103.09 | Disposed | 22755 | Direct |
| 2013-02-22 | Common Stock | S | 307 | $103.10 | Disposed | 22448 | Direct |
| 2013-02-22 | Common Stock | S | 400 | $103.11 | Disposed | 22048 | Direct |
| 2013-02-22 | Common Stock | S | 300 | $103.12 | Disposed | 21748 | Direct |
| 2013-02-22 | Common Stock | M | 4930 | $86.50 | Acquired | 26678 | Direct |
| 2013-02-22 | Common Stock | S | 973 | $103.09 | Disposed | 25705 | Direct |
| 2013-02-22 | Common Stock | S | 2591 | $103.10 | Disposed | 23114 | Direct |
| 2013-02-22 | Common Stock | S | 104 | $103.11 | Disposed | 23010 | Direct |
| 2013-02-22 | Common Stock | S | 168 | $103.12 | Disposed | 22842 | Direct |
| 2013-02-22 | Common Stock | S | 605 | $103.13 | Disposed | 22237 | Direct |
| 2013-02-22 | Common Stock | S | 100 | $103.1328 | Disposed | 22137 | Direct |
| 2013-02-22 | Common Stock | S | 100 | $103.135 | Disposed | 22037 | Direct |
| 2013-02-22 | Common Stock | S | 200 | $103.137 | Disposed | 21837 | Direct |
| 2013-02-22 | Common Stock | S | 89 | $103.145 | Disposed | 21748 | Direct |
| 2013-02-22 | Common Stock | M | 14113 | $80.65 | Acquired | 35861 | Direct |
| 2013-02-22 | Common Stock | S | 9138 | $103.08 | Disposed | 26723 | Direct |
| 2013-02-22 | Common Stock | S | 1170 | $103.09 | Disposed | 25553 | Direct |
| 2013-02-22 | Common Stock | S | 1935 | $103.10 | Disposed | 23618 | Direct |
| 2013-02-22 | Common Stock | S | 1070 | $103.11 | Disposed | 22548 | Direct |
| 2013-02-22 | Common Stock | S | 800 | $103.12 | Disposed | 21748 | Direct |
| 2013-02-22 | Common Stock | M | 203 | $90.35 | Acquired | 21951 | Direct |
| 2013-02-22 | Common Stock | S | 200 | $103.1101 | Disposed | 21751 | Direct |
| 2013-02-22 | Common Stock | S | 3 | $103.12 | Disposed | 21748 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-22 | Non-qualified Stock Option (Right to Buy) | $86.50 | M | 4930 | Disposed | 2013-05-13 | Common Stock (4930) | Direct |
| 2013-02-22 | Non-qualified Stock Option (Right to Buy) | $80.65 | M | 14113 | Disposed | 2013-05-13 | Common Stock (14113) | Direct |
| 2013-02-22 | Non-qualified Stock Option (Right to Buy) | $90.35 | M | 203 | Disposed | 2013-05-13 | Common Stock (203) | Direct |
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