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3M CO — Director's Dealing 2005
Feb 3, 2005
17737_dirs_2005-02-03_5c93afda-1c3f-4fb6-9043-7ca3e977c163.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2004-12-31
Reporting Person: PALENSKY FRED J (VICE PRESIDENT ENTERPRISE SVCS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-10-05 | Common Stock | J | 214 | — | Acquired | 214 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27485 | Direct |
| Common Stock | 3100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $43.35 | 2010-05-09 | Common Stock (2306) | 2306 | Direct |
| Incentive Stock Option (right to buy) | $46.675 | 2008-05-12 | Common Stock (1071) | 1071 | Direct |
| Incentive Stock Option (right to buy) | $47.5 | 2009-05-10 | Common Stock (2104) | 2104 | Direct |
| Incentive Stock Option (right to buy) | $58.625 | 2011-05-08 | Common Stock (1704) | 1704 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.625 | 2011-05-08 | Common Stock (40987) | 40987 | Direct |
| Non-Qualified Stock Option (right to buy) | $61.85 | 2013-05-12 | Common Stock (40000) | 40000 | Direct |
| Non-Qualified Stock Option (right to buy) | $62.85 | 2005-05-06 | Common Stock (4186) | 4186 | Direct |
| Non-Qualified Stock Option (right to buy) | $62.85 | 2006-05-12 | Common Stock (2512) | 2512 | Direct |
| Non-Qualified Stock Option (right to buy) | $63.525 | 2013-01-07 | Common Stock (24002) | 24002 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5 | 2012-05-14 | Common Stock (46200) | 46200 | Direct |
| Non-Qualified Stock Option (right to buy) | $84.4 | 2014-05-09 | Common Stock (44891) | 44891 | Direct |
| Non-Qualified Stock Option (right to buy) | $85.5 | 2009-05-11 | Common Stock (5235) | 5235 | Direct |
| Non-Qualified Stock Option (right to buy) | $85.5 | 2011-05-06 | Common Stock (9705) | 9705 | Direct |
Footnotes
F1: The directly-held common stock holding reported in Table I includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan.
The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
F2: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for puposes of Section 16 or for any other purpose.