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3M CO — Director's Dealing 2004
Jan 27, 2004
17737_dirs_2004-01-27_d67fc5a7-6105-4c88-b563-3c2f0b6a8545.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2003-12-31
Reporting Person: WIENS HAROLD J (EXEC VP INDUSTRIAL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-12-19 | Common Stock | G | 1600 | — | Disposed | 35409 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1775 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $43.35 | 2010-05-09 | Common Stock (2306) | 2306 | Direct |
| Incentive Stock Option (right to buy) | $45.85 | 2007-05-13 | Common Stock (2180) | 2180 | Direct |
| Incentive Stock Option (right to buy) | $46.675 | 2008-05-12 | Common Stock (2142) | 2142 | Direct |
| Incentive Stock Option (right to buy) | $47.5 | 2009-05-10 | Common Stock (2104) | 2104 | Direct |
| Incentive Stock Option (right to buy) | $58.625 | 2011-05-08 | Common Stock (1704) | 1704 | Direct |
| Non-Qualified Stock Option (right to buy) | $46.675 | 2008-05-12 | Common Stock (4790) | 4790 | Direct |
| Non-Qualified Stock Option (right to buy) | $47.475 | 2006-05-14 | Common Stock (5396) | 5396 | Direct |
| Non-Qualified Stock Option (right to buy) | $47.475 | 2007-05-13 | Common Stock (526) | 526 | Direct |
| Non-Qualified Stock Option (right to buy) | $47.5 | 2009-05-10 | Common Stock (43096) | 43096 | Direct |
| Non-Qualified Stock Option (right to buy) | $48.4 | 2004-05-07 | Common Stock (710) | 710 | Direct |
| Non-Qualified Stock Option (right to buy) | $48.4 | 2005-05-06 | Common Stock (4812) | 4812 | Direct |
| Non-Qualified Stock Option (right to buy) | $48.4 | 2006-05-12 | Common Stock (732) | 732 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.625 | 2007-05-13 | Common Stock (6678) | 6678 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.625 | 2008-05-12 | Common Stock (3846) | 3846 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.625 | 2011-05-08 | Common Stock (78296) | 78296 | Direct |
| Non-Qualified Stock Option (right to buy) | $61.85 | 2013-05-12 | Common Stock (66000) | 66000 | Direct |
| Non-Qualified Stock Option (right to buy) | $63.825 | 2010-05-07 | Common Stock (14952) | 14952 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.325 | 2008-05-12 | Common Stock (7920) | 7920 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.325 | 2010-05-07 | Common Stock (18716) | 18716 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5 | 2012-05-14 | Common Stock (80000) | 80000 | Direct |
Footnotes
F1: The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
The directly-held common stock holding reported in Table I includes shares acquired pursuant to 3M's Dividend Reinvestment Program in transactions exempt from Section 16.
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