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3M CO — Director's Dealing 2004
Feb 2, 2004
17737_dirs_2004-02-02_2e6f6a20-489f-48aa-95cf-de8b2363495b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2003-12-31
Reporting Person: LANDWEHR STEVEN J (EXEC VP TRANSPORTATION)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 341 | Direct |
| Common Stock | 1645 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $43.3500 | 2010-05-09 | Common Stock (2306) | 2306 | Direct |
| Incentive Stock Option (right to buy) | $45.8500 | 2007-05-13 | Common Stock (2180) | 2180 | Direct |
| Incentive Stock Option (right to buy) | $46.6750 | 2008-05-12 | Common Stock (2142) | 2142 | Direct |
| Incentive Stock Option (right to buy) | $47.5000 | 2009-05-10 | Common Stock (2104) | 2104 | Direct |
| Incentive Stock Option (right to buy) | $58.6250 | 2011-05-08 | Common Stock (1704) | 1704 | Direct |
| Non-Qualified Stock Option (right to buy) | $43.3500 | 2010-05-09 | Common Stock (8254) | 8254 | Direct |
| Non-Qualified Stock Option (right to buy) | $45.8500 | 2007-05-13 | Common Stock (3100) | 3100 | Direct |
| Non-Qualified Stock Option (right to buy) | $46.6750 | 2008-05-12 | Common Stock (8418) | 8418 | Direct |
| Non-Qualified Stock Option (right to buy) | $47.5000 | 2009-05-10 | Common Stock (8456) | 8456 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.6250 | 2011-05-08 | Common Stock (14096) | 14096 | Direct |
| Non-Qualified Stock Option (right to buy) | $61.8500 | 2013-05-12 | Common Stock (42000) | 42000 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5000 | 2012-05-14 | Common Stock (18328) | 18328 | Direct |
Footnotes
F1: On September 29, 2003, the common stock of 3M Company split 2-for-1. The shares
of common stock reported on Table I and all options reported on Table II have
been adjusted to reflect the split.
F2: The indirectly-held common stock holding (401k/PAESOP) reported in Table I
includes shares acquired during the fiscal year pursuant to the 3M Voluntary
Investment Plan.
F3: The directly-held common stock holding reported in Table I includes shares
acquired pursuant to 3M's Dividend Reinvestment Program in transactions exempt
from Section 16; this total also includes shares acquired during the fiscal year pursuant
to 3M's General Employee Stock Purchase Plan.