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3M CO — Director's Dealing 2004
Feb 2, 2004
17737_dirs_2004-02-02_f2cc35c6-68ce-4112-a301-8cc4d5ae7988.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2003-12-31
Reporting Person: MAHAN JAMES T (VICE PRESIDENT ENGRG MFG & LOG)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18488 | Direct |
| Common Stock | 3278 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $31.5175 | 2006-05-14 | Common Stock (3172) | 3172 | Direct |
| Incentive Stock Option (right to buy) | $43.3500 | 2010-05-09 | Common Stock (2306) | 2306 | Direct |
| Incentive Stock Option (right to buy) | $45.8500 | 2007-05-13 | Common Stock (2180) | 2180 | Direct |
| Incentive Stock Option (right to buy) | $46.6750 | 2008-05-12 | Common Stock (2142) | 2142 | Direct |
| Incentive Stock Option (right to buy) | $47.5000 | 2009-05-10 | Common Stock (2104) | 2104 | Direct |
| Incentive Stock Option (right to buy) | $58.6250 | 2011-05-08 | Common Stock (1704) | 1704 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.6250 | 2011-05-08 | Common Stock (8106) | 8106 | Direct |
| Non-Qualified Stock Option (right to buy) | $61.8500 | 2013-05-12 | Common Stock (26400) | 26400 | Direct |
| Non-Qualified Stock Option (right to buy) | $62.6500 | 2004-05-07 | Common Stock (486) | 486 | Direct |
| Non-Qualified Stock Option (right to buy) | $62.6500 | 2005-05-06 | Common Stock (940) | 940 | Direct |
| Non-Qualified Stock Option (right to buy) | $62.6500 | 2006-05-12 | Common Stock (1270) | 1270 | Direct |
| Non-Qualified Stock Option (right to buy) | $62.6500 | 2007-05-11 | Common Stock (1410) | 1410 | Direct |
| Non-Qualified Stock Option (right to buy) | $62.6500 | 2008-05-12 | Common Stock (7008) | 7008 | Direct |
| Non-Qualified Stock Option (right to buy) | $62.6500 | 2009-05-11 | Common Stock (6536) | 6536 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5000 | 2006-05-12 | Common Stock (252) | 252 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5000 | 2007-05-11 | Common Stock (5364) | 5364 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5000 | 2009-05-11 | Common Stock (560) | 560 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5000 | 2010-05-07 | Common Stock (6444) | 6444 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5000 | 2011-05-06 | Common Stock (5632) | 5632 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5000 | 2012-05-14 | Common Stock (15800) | 15800 | Direct |
Footnotes
F1: On September 29, 2003, the common stock of 3M Company split 2-for-1. The shares
of common stock reported on Table I and all options reported on Table II have
been adjusted to reflect the split.
F2: The indirectly-held common stock holding (401k/PAESOP)
reported in Table I includes shares acquired during the fiscal year pursuant to
the 3M Voluntary Investment Plan.
F3: The directly-held common stock holding reported in Table I includes shares
acquired pursuant to 3M's Dividend Reinvestment Program in transactions exempt
from Section 16.