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3M CO — Director's Dealing 2004
Feb 13, 2004
17737_dirs_2004-02-13_655a57de-8fb0-4023-917f-721beb98b322.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2003-12-31
Reporting Person: MCNERNEY W JAMES JR (Director, CHAIRMAN OF THE BOARD & CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 230220 | Direct |
| Common Stock | 300 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $58.6250 | 2011-05-08 | Common Stock (1704) | 1704 | Direct |
| Non-Qualified Stock Option (right to buy) | $51.5250 | 2010-12-04 | Common Stock (1160672) | 1160672 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.6250 | 2011-05-08 | Common Stock (358296) | 358296 | Direct |
| Non-Qualified Stock Option (right to buy) | $61.8500 | 2013-05-12 | Common Stock (430000) | 430000 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5000 | 2012-05-14 | Common Stock (430000) | 430000 | Direct |
| Non-Qualified Stock Option (right to buy) | $69.6750 | 2010-12-04 | Common Stock (32432) | 32432 | Direct |
Footnotes
F1: On September 29, 2003, the common stock of 3M Company split 2-for-1. The shares
of common stock reported on Table I and all options reported on Table II have
been adjusted to reflect the split.
F2: The indirectly-held common stock holding (401k/PAESOP)
reported in Table I includes shares acquired during the fiscal year pursuant to
the 3M Voluntary Investment Plan.
F3: Due to a clerical error, the Expiration Date for the 7/24/03 NQ option is
incorrect;the correct Expiration Date is 12/4/10.This filing corrects
all previous filings.