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3M CO — Director's Dealing 2004
May 6, 2004
17737_dirs_2004-05-06_b7adc67d-fe85-477f-b663-68b1a0149b49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2004-05-04
Reporting Person: NOZARI M S (EXEC VP CONSUMER & OFFICE)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-05-04 | Common Stock | M | 2142 | $46.675 | Acquired | 50068 | Direct |
| 2004-05-04 | Common Stock | F | 1154 | $86.635 | Disposed | 48914 | Direct |
| 2004-05-04 | Common Stock | M | 15716 | $46.675 | Acquired | 64630 | Direct |
| 2004-05-04 | Common Stock | F | 8467 | $86.635 | Disposed | 56163 | Direct |
| 2004-05-04 | Common Stock | F | 2370 | $86.635 | Disposed | 53793 | Direct |
| 2004-05-04 | Common Stock | M | 27896 | $47.5 | Acquired | 81689 | Direct |
| 2004-05-04 | Common Stock | F | 15294 | $86.635 | Disposed | 66395 | Direct |
| 2004-05-04 | Common Stock | F | 4120 | $86.635 | Disposed | 62275 | Direct |
| 2004-05-04 | Common Stock | M | 27694 | $43.35 | Acquired | 89969 | Direct |
| 2004-05-04 | Common Stock | F | 13857 | $86.635 | Disposed | 76112 | Direct |
| 2004-05-04 | Common Stock | F | 4524 | $86.635 | Disposed | 71588 | Direct |
| 2004-05-04 | Common Stock | M | 6748 | $57.075 | Acquired | 78336 | Direct |
| 2004-05-04 | Common Stock | F | 4445 | $86.635 | Disposed | 73891 | Direct |
| 2004-05-04 | Common Stock | F | 752 | $86.635 | Disposed | 73139 | Direct |
| 2004-05-04 | Common Stock | M | 2547 | $57.075 | Acquired | 75686 | Direct |
| 2004-05-04 | Common Stock | F | 1677 | $86.635 | Disposed | 74009 | Direct |
| 2004-05-04 | Common Stock | F | 284 | $86.635 | Disposed | 73725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-05-04 | Incentive Stock Option (right to buy) | $46.675 | M | 2142 | Disposed | 2008-05-12 | Common Stock (2142) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $43.35 | M | 27694 | Disposed | 2010-05-09 | Common Stock (27694) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $46.675 | M | 15716 | Disposed | 2008-05-12 | Common Stock (15716) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $47.5 | M | 27896 | Disposed | 2009-05-10 | Common Stock (27896) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $57.075 | M | 6748 | Disposed | 2004-05-07 | Common Stock (6748) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $57.075 | M | 2547 | Disposed | 2005-05-06 | Common Stock (2547) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $86.65 | A | 1961 | Acquired | 2005-05-06 | Common Stock (1961) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $86.65 | A | 10837 | Acquired | 2008-05-12 | Common Stock (10837) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $86.65 | A | 19414 | Acquired | 2009-05-10 | Common Stock (19414) | Direct |
| 2004-05-04 | Non-Qualified Stock Option (right to buy) | $86.65 | A | 18381 | Acquired | 2010-05-07 | Common Stock (18381) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3935 | Indirect |
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